Regulatory Intelligence
Purpose-built regulatory data infrastructure for institutional compliance. Three specialised capabilities covering ERISA obligations, Matching Adjustment, and legal entity instrument mapping.
ERISA Portfolio Analytics & Reporting
Structured data and analytics supporting ERISA-governed plan fiduciaries. Covering plan asset classification, prohibited transaction monitoring, and 5500 Schedule reporting built for pension plan administrators, investment managers, and their advisors.
- Plan asset classification and look-through analysis under DOL regulations
- Prohibited transaction screening and party-in-interest identification
- Form 5500 Schedule C & D data feeds for plan reporting obligations
- Fiduciary benchmarking data and fee disclosure analytics (408(b)(2))
- Audit-ready data outputs compatible with major plan administration platforms
Plan Asset Classification
Automated look-through analysis determining whether fund investments constitute plan assets under ERISA § 3(42) and DOL regulations.
Prohibited Transaction Monitoring
Continuous screening of portfolio transactions against party-in-interest lists and exemption thresholds to surface fiduciary risk.
5500 Reporting Data
Structured data feeds aligned to Schedule C, D, and H line items reducing manual reconciliation burden at annual filing time.
Matching Adjustment Framework
Unlock Maximum Yield From Your Long-Term Liabilities
Comprehensive data infrastructure for UK insurers operating Matching Adjustment portfolios under the PRA's Solvency UK framework. Covering PRA eligibility attestation, spread attribution, and continuous investment lifecycle monitoring built around PS2/23, SS3/17, and FSMA 2023.
Data Capabilities
- PRA eligibility assessment and attestation data for MA portfolio assets
- Spread attribution analytics: fundamental spread vs MA benefit decomposition
- Investment lifecycle monitoring: origination through maturity or exit
- NLP/LLM-assisted document intelligence for prospectus and covenant review
- Board & CRO reporting packs aligned to PRA supervisory expectations
Static Inputs
- Asset Eligibility Assessment
- Credit Quality Step (CQS)
- Long-Run Average Spread (LRAS)
- Cost of Downgrade (CoD)
- Cashflow Matching Test
Dynamic Inputs
- Firm-Specific Volatility Adjustment (FSVA)
- Internal Credit Assessments
- Sector Risk Calibrations
- Annual Board Attestation
- Reinvestment Pipeline Management
LEI & Instrument Mapping
Authoritative legal entity and instrument identifier mapping across global regulatory reporting frameworks. Resolving LEIs to ISINs, FIGIs and other identifiers with issuer hierarchy, corporate family trees, and counterparty relationship data for EMIR, MiFID II, and CFTC reporting.
- LEI to ISIN / FIGI cross-reference with daily refresh
- Issuer hierarchy and ultimate parent resolution for consolidated exposure
- EMIR / MiFID II counterparty classification and reporting field population
- GLEIF-sourced LEI validation with lapsed / expired entity flagging
- Bulk mapping API for portfolio-level identifier normalisation at scale
GLEIF-sourced legal entity identifiers with daily validation status
Identifier schemes mapped per instrument (ISIN, FIGI, MIC, CFI)
Counterparty fields pre-populated for trade reporting obligations
Bulk and real-time REST endpoints for identifier resolution at portfolio scale
Regulatory data that keeps pace with your obligations
Talk to our team about ERISA, Solvency UK MA, or LEI mapping requirements.
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